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Friday, December 9, 2022

Compliance Priorities in an Evolving Digital Surroundings

Monetary advisors are navigating more and more complicated waters relating to regulatory compliance thanks largely to the digital revolution that has made compliance points extra quite a few and sophisticated than ever. 

Compliance priorities have taken on a broader threat mandate to incorporate ESG, cybersecurity, cloud computing and the potential theft of shoppers’ digital belongings or private data. And the SEC’s new rule governing promoting and advertising can have a serious impression on oversight, recordkeeping and disclosure necessities within the coming yr. 

Be a part of our panel of consultants as they talk about how leaders in compliance are answering the bell relating to serving to advisors handle dangers on this quickly altering atmosphere.

Our Panelists:

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